Entities within the Enko Capital Group

Enko Capital Management LLP is domiciled in London, UK and is authorised and regulated by the Financial Conduct Authority (FRN 477 914).

Enko Capital Investments Pty Ltd is domiciled in Johannesburg, South Africa, and is regulated by the FSCA.

Enko Capital West Africa is domiciled in Abidjan, Côte d’Ivoire, and is regulated by CREPMF.

Enko Fund Managers Limited is domiciled in Mauritius and is regulated by the FSC.

Nature of Enko’s Commitment to the Stewardship Code

Under COBS 2.2.3R of the FCA Handbook, Enko Capital Management LLP (“Enko LLP”) must disclose clearly on a durable medium the nature of its commitment to the Financial Reporting Council’s Stewardship Code (“the Code”) or, where it does not commit to the Code, its alternative investment strategy.

The Code sets out a number of principles relating to engagement by investors with UK equity issuers. At present, Enko LLP does not manage any funds which hold equities in UK companies, nor does Enko LLP maintain any investment management mandates on behalf of UK pension funds – Enko LLP provides investment advice and execution to a Mauritian asset manager, with the goal of achieving long term capital appreciation by making investments substantially in pan-African private and sovereign debt instruments. As such, in practice the Code is not directly relevant to Enko LLP. Enko LLP will consider whether to become a signatory to the Code at the time when it starts managing any investment mandate given to it by UK entities.

Complaints in respect of Enko Capital Management LLP and Enko Capital Investments Pty Ltd

How to Make a Complaint

If you would like to make a complaint, please contact Enko’s Compliance with details of the complaint.  You may make a complaint in person, by telephone or in writing:

Postal Address: 1 Knightsbridge Green, London, SW1X 7QA, United Kingdom

Email: holly.jackson@enkocapital.com

Telephone: +44 203 884 4208

All complaints are submitted free of charge.

Our Complaints Procedure

  1. Once a complaint is made, we will acknowledge receipt of your complaint promptly and in writing, enclosing a copy of this procedure.
  2. We will then investigate your complaint diligently and impartially. We may request that you provide additional information to assist us with our investigation.
  3. We will keep you informed of the progress of our investigation and, where appropriate, our proposed action to resolve your complaint.
  4. If you accept our proposed action to resolve your complaint, we will conclude the matter promptly.
  5. We will take all reasonable steps to resolve your complaint as soon as possible, but in any event no later than 6 weeks of receipt for any complaint related to Enko Capital Investments Pty Ltd, domiciled in South Africa; or within 8 weeks of receipt for any other complaint.

Your Right to Take Further Action

If your complaint is not resolved to your satisfaction within the time period specified in point 5 above, you may be entitled to take civil action against the Firm. You may also be able to refer the complaint to an alternative dispute resolution entity.

Financial Services Ombudsman (UK)

Website: www.financial-ombudsman.org.uk

Email: complaint.info@financial-ombudsman.org.uk

Address: Financial Ombudsman Service, Exchange Tower, London, E14 9SR, United Kingdom

Telephone: 0800 023 4567 / +44 207 964 0500 (overseas)

Fax: 020 7964 1001

Information Commissioner’s Office (UK)

Address: Wycliffe House, Water Lane, Wilmslow, Cheshire, SK9 5AF

Telephone: 0303 123 1113

Website: https://www.ico.org.uk

FAIS Ombud (South Africa)

Website:http://www.faisombud.co.za

Email: info@faisombud.co.za

Address: Customer Contact Division, FAIS Ombud Celtis House, Eastwood Office Park Linwood, Pretoria, PO BOX 74571 Linwood Ridge, 0040

Telephone: 012 470 9080 / 0860 – FAISOM (0860 324766)

Fax: 012 348 3447

 

DISCLOSURE UNDER MIFIDPRU 8

PLEASE REVIEW THE FOLLOWING DISCLAIMER (SCROLL DOWN) AND CLICK "ACCEPT" TO CONTINUE.

IMPORTANT INFORMATION ABOUT ACCESS TO THIS WEBSITE

The content of this website is issued by Enko Capital Management LLP (“Enko”), which is authorised and regulated by the Financial Conduct Authority in the UK.

The information on this website is only directed at persons who are:

  • professional clients; and
  • eligible counterparties

for the purposes of the rules and guidance of the Financial Conduct Authority of the United Kingdom (the “FCA Rules”). Any strategy referred to on the website is only available to persons listed under (i) and (ii).

The information on this website should only be accessed by persons located in a jurisdiction or country where access to such information is not contrary to local law and regulation. Information on this website must not be relied or acted upon by any other persons.

The information in this website does not constitute an offer or solicitation in any jurisdiction in which it is not authorised, or to any person to whom such offer or solicitation is unlawful. All persons accessing this website do so on an unsolicited basis and on their own initiative. It is the responsibility of persons accessing this website to inform themselves of, and act in accordance with, the legal and regulatory requirements in their jurisdiction of citizenship, residence, or domicile. Enko disclaims all responsibility if persons access the website, or the information on it, contrary to such legal and regulatory requirements.

The content on this website is not intended for the account of U.S. persons (as defined in Regulation S under the United States Securities Act of 1933, as amended (the “Securities Act”)) other than persons who are “qualified purchasers” (as defined in the United States Investment Company Act of 1940, as amended) and/or “accredited investors” (as defined in Rule 501(a) under the Securities Act). Information contained on this website is not intended for investors in any jurisdiction in which distribution of the information or purchase is not authorised or permitted.

The information on this website is provided to you for informational purposes only and should not be regarded as an offer or solicitation of an offer to buy or sell any investments or related services that may be referenced on this website. Investors should consider carefully all specific risks prior to making an investment. Some general risks to consider include:

  • Past performance of an investment is not a guide to any future performance;
  • the value of investments and any income generated may go down as well as up and is not guaranteed; and,
  • changes in exchange rates may have an adverse effect on the value, price or income of investments.

The information on this website is subject to change without notice. Opinions expressed herein reflect the opinion of Enko and are subject to change without notice. Nothing on this website constitutes investment, legal, tax or other advice nor should it be relied upon in making an investment decision.

The content of this website is based upon sources of information believed to be reliable, however, no guarantee, warranty or representation (express or implied) is given to its accuracy or completeness. No responsibility or liability can be accepted for any errors or omissions or for any loss resulting from the use of any materials contained in this site. Enko reserves the right to amend, alter or withdraw any of the information in the site at any time without notice. No liability is accepted for such changes or for pages not being available at all times.

This website may contain links to other websites maintained by third parties over whom Enko has no control. Enko and its employees take no responsibility for approving, screening or reviewing the contents of the linked websites and should not be regarded as an endorsement of the service or the site. Enko makes no representations as to the accuracy, legality or any other aspect of information contained in the linked or other websites.

Our full privacy policy is available here: https://enkocapital.com/privacy-policy/

Terms & Conditions

Please read the Terms & Conditions of Use below carefully. These set out the terms and conditions for accessing this website. After you have read and understood the Terms & Conditions of Use, you may click “I Accept” to proceed. By doing so, you:

(i) confirm that you are permitted to access this website because you are a professional client or an eligible counterparty for the purposes of the FCA Rules;

(ii) confirm that you are accessing this Website on an unsolicited basis, on your own initiative and in compliance with the laws and regulations of the jurisdiction or country in which you are residing;

(iii) confirm your understanding that this Website contains information about unregulated alternative funds which may not be available to investors in your jurisdiction; and

(iv) acknowledge expressly that you have read and understood the Terms & Conditions of Use and agree to abide by them.”

Grievance Mechanism